As filed with the Securities and Exchange Commission on May 12, 2023

 

Registration No. 333-271480

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

POST-EFFECTIVE AMENDMENT NO. 1 TO

FORM S-1

REGISTRATION STATEMENT UNDER

THE SECURITIES ACT OF 1933

 

ENSYSCE BIOSCIENCES, INC.

(Exact name of registrant as specified in its charter)

 

Delaware   2834   82-2755287

(State or Other Jurisdiction of

Incorporation or Organization)

 

(Primary Standard Industrial

Classification Code Number)

 

(I.R.S. Employer

Identification Number)

 

7946 Ivanhoe Avenue, Suite 201

La Jolla, California 92037

(858) 263-4196

(Address, Including Zip Code, and Telephone Number, Including Area Code, of Registrant’s Principal Executive Offices)

 

Dr. Lynn Kirkpatrick

President, Chief Executive Officer & Director

7946 Ivanhoe Avenue, Suite 201

La Jolla, California 92037

(858) 263-4196

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

Copies to:

 

Eric D. Kline, Esq.

Gregory J. Rubis, Esq.

 

Robert F. Charron, Esq.

Ellenoff Grossman & Schole LLP

Troutman Pepper Hamilton Sanders LLP   1345 Avenue of the Americas

Union Trust Building

501 Grant Street, Suite 300

 

11th Floor

New York, New York 10105

Pittsburgh, Pennsylvania 15219   Telephone: (212) 370-1300
Telephone: (412) 454-5000    

 

Approximate date of commencement of proposed sale to the public: As soon as practicable after this registration statement becomes effective.

 

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933 check the following box. ☒

 

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

 

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

 

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☒ 333-268038

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

  Large accelerated filer ☐ Accelerated filer ☐
  Non-accelerated filer ☒ Smaller reporting company ☒
    Emerging growth company ☒

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐

 

 

 

 

 

 

EXPLANATORY NOTE

 

This Post-Effective Amendment No. 1 to the Registration Statement on Form S-1 of Ensysce Biosciences, Inc. (the “Company”), as declared effective by the Securities and Exchange Commission (the “SEC”) on May 9, 2023, is being filed for the sole purpose of filing updated Exhibits (4.12 through 4.15 and 10.16) as part of the Registration Statement. This Post-Effective Amendment No. 1 does not modify any provision of Part I or Part II of the Registration Statement other than supplementing Item 16 of Part II as set forth below. This Registration Statement shall become effective upon filing with the SEC in accordance with Rule 462(d) under the Securities Act of 1933, as amended.

 

 

 

 

PART II

 

INFORMATION NOT REQUIRED IN PROSPECTUS

 

Item 16. Exhibits and Financial Statement Schedules.

 

(a) Exhibits.

 

No.   Description of Exhibit
4.12   Form of common warrant
4.13   Form of pre-funded warrant
4.14   Form of placement agent warrant
4.15   Form of warrants amended in connection with the execution of the Securities Purchase Agreement
10.16   Form of Securities Purchase Agreement

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act, the registrant has duly caused this amendment to the registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in San Diego, State of California, on May 12, 2023.

 

  ENSYSCE BIOSCIENCES, INC.
     
  By: /s/ Dr. Lynn Kirkpatrick
  Name: Dr. Lynn Kirkpatrick
  Title: President, Chief Executive Officer and Director

 

Pursuant to the requirements of the Securities Act, this amendment to the registration statement has been signed by the following persons in the capacities indicated on May 12, 2023.

 

Name   Title
     
By: /s/ Dr. Lynn Kirkpatrick   President, Chief Executive Officer and Director
  Dr. Lynn Kirkpatrick   (Principal Executive Officer)
       
By: /s/ David Humphrey   Chief Financial Officer, Secretary and Treasurer
  David Humphrey   (Principal Financial and Accounting Officer)
       
By: *   Director
  Andrew Benton    
       
By: *   Director
  William Chang    
       
By: *   Director and Chairman of the Board
  Bob Gower    
       
By: *   Director
  Adam Levin    
       
By: *   Director
  Steve Martin    
       
By: *   Director
  Lee Rauch    
       
By: *   Director
  Curtis Rosebraugh    
       
  * /s/ Dr. Lynn Kirkpatrick    
By Dr. Lynn Kirkpatrick    
  Attorney-in-fact